Senior IFA Admin
Job Type : Permanent, Full Time
Salary : £30000 – £38000/annum
An outstanding new role with a respected Chartered IFA.
Summary of Role
To provide high quality financial planning support to Financial Advisers as part of an administrative team, in accordance with FCA standards and Chartered Code of Ethics, representing the company in a professional manner with honesty and integrity at all times.
Compliance
* To assist in ensuring that all client files and company records are compliant in line with FCA regulations.
* To keep abreast of and adhere to the rules within the compliance manual.
* To continually conduct oneself within the 6 core principles of the FCA’s TCF and CII’s Code of Ethics.
Technical
Keep up to date with legislation, taxation & trusts, regulation, technical, product and provider changes.
A thorough knowledge is necessary of all product types that the company generally deals with, in its fully independent status.
Compiling recommendation/suitability letters, building from basic templates from our 3rd party compliance assistance company together with provider information, company policy requirements, client soft facts and specific adviser instructions. Holistic para-planning research, working with the advisers on investments, pensions, protection and mortgages, having first discussed & detailed as necessary the fact finding information, considering the remuneration method options available to the clients.
Researching portfolios and funds, keeping abreast of market movements, trends etc.
Be present and provide input at client meetings when required.
Assisting team members with technical support
